岩土力学 ›› 2026, Vol. 47 ›› Issue (2): 674-690.doi: 10.16285/j.rsm.2025.0099CSTR: 32223.14.j.rsm.2025.0099

• 岩土工程研究 • 上一篇    下一篇

融合先验物理知识和可解性分析的导热系数集成学习预测模型

王琼1, 2,田升奎1,刘观仕3,苏薇1,刘宜春1,叶为民1   

  1. 1. 同济大学 岩土及地下工程教育部重点实验室,上海 200092;2. 同济大学 教育部城市环境与可持续发展联合研究中心,上海 200092; 3. 中国科学院武汉岩土力学研究所 岩土力学与工程安全全国重点实验室,湖北 武汉 430071
  • 收稿日期:2025-01-26 接受日期:2025-07-02 出版日期:2026-02-10 发布日期:2026-02-06
  • 通讯作者: 田升奎,男,1996年生,博士研究生,主要从事膨润土水热耦合的研究工作。E-mail: kshengt@tongji.edu.cn
  • 作者简介:王琼,女,1982年生,博士,教授,主要从事膨润土水热耦合的研究工作。E-mail: qiong.wang@tongji.edu.cn
  • 基金资助:
    国家自然科学基金(No. 42172298, No. 42002289, No. 41907231, No. 42577180);中央高校基本科研业务费专项资金(No. 22120250424)。

Ensemble learning predictive model for thermal conductivity integrating priori physical knowledge and interpretive analysis

WANG Qiong1, 2, TIAN Sheng-kui1, LIU Guan-shi3, SU Wei1, LIU Yi-chun1, YE Wei-min1   

  1. 1. Key Laboratory of Geotechnical and Underground Engineering of Ministry of Education, Tongji University, Shanghai 200092, China; 2. United Research Center for Urban Environment and Sustainable Development, Ministry of Education, Tongji University, Shanghai 200092, China; 3. State Key Laboratory of Geomechanics and Geotechnical Engineering Safety, Institute of Rock and Soil Mechanics, Chinese Academy of Sciences, Wuhan, Hubei 430071, China
  • Received:2025-01-26 Accepted:2025-07-02 Online:2026-02-10 Published:2026-02-06
  • Supported by:
    This work was supported by the National Natural Science Foundation of China (42172298, 42002289, 41907231, 42577180) and the Fundamental Research Funds for the Central Universities (22120250424).

摘要: 水热参数本构关系的精确获取是多场耦合研究的核心前提。然而,由于其多尺度的影响因素和高度非线性的响应模式,模型难以准确刻画因素间耦合效应、传热路径和传输机制,建立可靠的参数模型面临着诸多挑战。提出了一种融合先验物理知识与可解性分析的水热参数集成学习模型(physics-informed ensemble learning,简称PIEL)。以土体导热系数为范例,综合评估PIEL模型输出结果的精度、鲁棒性和物理一致性,并结合沙普利加性解释(Shapley additive explanations,简称SHAP)与部分依赖图(partial dependence plots,简称PDPs)可视化PIEL模型决策过程的敏感性、响应模式和耦合效应。结果表明:集成学习模型精确捕捉了导热系数复杂的非线性耦合关系,预测精度较传统模型提升至3~6倍;融合先验传热知识的PIEL模型有效避免了纯数据驱动模型违背物理规律的输出,决策结果的物理一致性显著提升。采用麻雀搜索算法优化的融合知识的极端梯度提升模型(physics-informed extreme gradient boosting,简称PXGBoost),展现出最佳的精度和鲁棒性;SHAP和PDPs可视化的敏感性、响应模式和耦合效应与先验传热知识基本吻合,验证了PIEL决策过程的物理一致性。基于累计SHAP值识别的最优预测因子显著优于传统参数分析,构建的简化模型的计算效率和精度更高。融合先验物理知识和可解性分析的PIEL模型可为岩土参数预测提供一种有效途径,也为人工智能赋能的水热模拟提供支持。

关键词: 导热系数, 物理知识, 可解释性分析, 集成学习, 物理一致性

Abstract: Accurate determination of constitutive relationships for hydrothermal parameters is crucial for multi-field coupling studies. However, the presence of multi-scale influencing factors and highly nonlinear response behaviors makes it difficult for existing models to accurately capture coupling effects, heat transfer pathways, and transport mechanisms. Consequently, the development of reliable and robust parameter models remains a significant challenge. To address these issues, a physics-informed ensemble learning (PIEL) model was introduced, combining a priori physical knowledge with interpretive analysis. Using soil thermal conductivity () as a case study, the PIEL model’s accuracy, robustness, and physical consistency were comprehensively evaluated. Sensitivities, response patterns, and coupling effects in the decision-making process were visualized using Shapley additive explanations (SHAP) and partial dependence plots (PDPs). The results demonstrate that the proposed ensemble learning framework effectively captures the complex nonlinear coupling behavior governing thermal conductivity, improving prediction accuracy by a factor of 3 to 6 compared to traditional models. By incorporating a priori heat-transfer knowledge, the PIEL model effectively prevents physically implausible predictions—a common limitation of purely data-driven approaches—thereby substantially enhancing the physical consistency of model outputs. Among the evaluated methods, the physics-informed extreme gradient boosting (PXGBoost) model optimized via the sparrow search algorithm exhibited the highest predictive accuracy and robustness. Sensitivity analyses and response patterns revealed by SHAP and PDPs are consistent with established heat-transfer theory, further validating the physical interpretability of the PIEL-based decision-making process. Furthermore, the optimal predictors identified through cumulative SHAP values significantly outperform traditional parameter analysis methods, enabling the development of more computationally efficient and accurate simplified models. The PIEL model, integrating physical knowledge, represents a powerful tool for geotechnical parameter prediction and paves the way for advancing AI-enabled hydrothermal simulations.

Key words: thermal conductivity, physical knowledge, interpretive analysis, ensemble learning, physical consistency

中图分类号: TU 43
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