岩土力学 ›› 2025, Vol. 46 ›› Issue (8): 2613-2625.doi: 10.16285/j.rsm.2024.0980CSTR: 32223.14.j.rsm.2024.0980

• 数值分析 • 上一篇    下一篇

基于自注意力-循环神经网络模型的盾构引发的土体沉降预测

宋牧原1,杨明辉1,陈伟2,卢贤锥3   

  1. 1. 厦门大学 建筑与土木工程学院,福建 厦门 361005;2. 湖南大学 土木工程学院,湖南 长沙 410082; 3. 福建省地质工程勘察院,福建 福州 350003
  • 收稿日期:2024-08-08 接受日期:2025-02-14 出版日期:2025-08-11 发布日期:2025-08-17
  • 通讯作者: 杨明辉,男,1978年生,博士,教授,主要从事隧道与地下工程方面研究。E-mail: mhyang@xmu.edu.cn
  • 作者简介:宋牧原,男,1999年生,博士研究生,从事基于深度学习的盾构地表沉降预测研究。E-mail: 25320240157102@stu.xmu.edu.cn
  • 基金资助:
    河南省重点研发专项(No. 241111241000);河南省交通运输科技计划(No. 2021J7);自然资源部丘陵山地地质灾害防治重点实验室自主项目(No. KY-070000-04-2021-025)。

Prediction of shield tunneling-induced soil settlement based on self-attention recurrent neural network model

SONG Mu-yuan1, YANG Ming-hui1, CHEN Wei2, LU Xian-zhui3   

  1. 1. School of Architecture and Civil Engineering, Xiamen University, Xiamen, Fujian 361005, China; 2. School of Civil Engineering, Hunan University, Changsha, Hunan 410082, China; 3. Geological Engineering Survey in Fujian Province, Fuzhou, Fujian 350003, China
  • Received:2024-08-08 Accepted:2025-02-14 Online:2025-08-11 Published:2025-08-17
  • Supported by:
    This work was supported by the Key Research and Development Project of Henan Province (241111241000), the Transportation Science and Technology Planning Project of Henan Province (2021J7) and the Fund of Key Laboratory of Geohazard Prevention of Hilly Mountains, Ministry of Natural Resources of China (KY-070000- 04-2021-025).

摘要: 为提高盾构隧道开挖所引发的土体沉降的预测精度,基于自注意力机制提出了一种能捕获沉降数据时空特性和关键信息的深度神经网络模型(bidirectional recurrent neural network based on self-attention mechanism,SAM-Bi-RNN)。该模型使用多个传感器的时序数据作为输入,采用多层双向循环神经网络架构来捕捉沉降数据间的时空相关性和长距离依赖关系;通过在相邻循环层中嵌入自注意力层来加强模型对关键数据特征的提取及其内部自相关性的捕捉;比较了双向长短期记忆(bidirectional long short-term memory,Bi-LSTM)与双向门控制循环单元(bidirectional gated recurrent unit,Bi-GRU)两种变体模型在引入自注意力机制前后对土体沉降的预测效果。选用杭州某隧道项目数据集验证SAM-Bi-RNN模型,结果表明:与其他模型相比,SAM-Bi-LSTM模型对不同监测点的预测性能最好,其总平均绝对误差为0.036 6 mm,总均方根误差为 0.034 8 mm。此外,该模型对苏州某隧道项目数据集中各测点的预测平均绝对误差均低于7.0%,说明其泛化性较好,且置信区间统计分析表明该结果具有95%的可靠性。然而,在实际应用中建议根据工程需要对超参数微调以满足预测精度需求。

关键词: 盾构隧道, 时空特性, 沉降预测, 深度学习, 自注意力机制

Abstract: To improve the prediction accuracy of soil settlement induced by shield tunneling excavation, a deep bidirectional recurrent neural network model based on self-attention mechanism (SAM-Bi-RNN) is proposed, which can capture spatiotemporal characteristics and vital information from settlement data. The SAM-Bi-RNN model utilizes time series data from multiple sensors as input and adopts the multi-layer bidirectional recurrent neural network architecture to capture the spatiotemporal correlations and long-distance dependencies in the settlement data. The self-attention layers are embedded between the adjacent recurrent layers to strengthen the model for the extraction of crucial data features and the capture of internal autocorrelations. The prediction effects of two variant models including bidirectional long short-term memory (Bi-LSTM) and bidirectional gated recurrent unit (Bi-GRU) on soil settlement before and after the introduction of self-attention mechanism are compared. The dataset collected from a tunnel project in Hangzhou is selected to verify the SAM-Bi-RNN model. The results exhibit that: compared with other models, the SAM- Bi-LSTM model has the best predictive performance at various monitoring points, with a total average absolute error of 0.036 6 mm and total average root mean square error of 0.034 8 mm. Furthermore, the mean absolute percentage error of SAM-Bi-LSTM model for each monitoring point in the dataset of a tunnel project in Suzhou is below 7.0%, indicating good generalization. Statistical analysis of the confidence interval shows that the results have 95% reliability. However, it is advisable to fine-tune hyperparameters according to the engineering needs to meet the prediction accuracy requirements in practical applications.

Key words: shield tunneling, spatiotemporal characteristics, settlement prediction, deep learning, self-attention mechanism

中图分类号: TU 478
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