岩土力学 ›› 2026, Vol. 47 ›› Issue (10): 3352-3364.doi: 10.16285/j.rsm.2025.1126CSTR: 32223.14.j.rsm.2025.1126

• 基础理论与实验研究 • 上一篇    下一篇

基于声发射声谱分析的岩爆前兆信号识别及特征规律研究

崔一博1, 2,姚旭龙1, 2,张艳博1, 2,孙林1, 2, 3,赵健1, 2,郭斌1, 4,陶志刚5   

  1. 1.华北理工大学 矿业工程学院,河北 唐山 063210;2.华北理工大学 河北省矿山绿色智能开采技术创新中心,河北 唐山 063210; 3.华北理工大学 人工智能学院,河北 唐山 063210;4.河北钢铁集团司家营研山铁矿有限公司,河北 唐山 063701; 5.中国矿业大学(北京)力学与土木工程学院,北京 100083
  • 收稿日期:2025-10-23 接受日期:2026-03-04 出版日期:2026-10-10 发布日期:2026-10-08
  • 通讯作者: 姚旭龙,男,1983年生,博士,教授,主要从事岩体工程灾害智能预警、智能开采理论与技术等方面的研究。E-mail: yaoxulong@ncst.edu.cn
  • 作者简介:崔一博,男,1999年生,硕士研究生,主要从事岩石破裂声发射方面的研究。E-mail: cuiyiboye@163.com
  • 基金资助:
    国家自然科学基金(No.52474099,No.51804122)。

Identification and characterization of rockburst precursor signals using acoustic emission spectral analysis

CUI Yi-bo1, 2, YAO Xu-long1, 2, ZHANG Yan-bo1, 2, SUN Lin1, 2, 3, ZHAO Jian1, 2, GUO Bin1, 4, TAO Zhi-gang5   

  1. 1. College of Mining Engineering, North China University of Science and Technology, Tangshan, Hebei 063210, China; 2. Mine Green Intelligent Mining Technology Innovation Center of Hebei Province, North China University of Science and Technology, Tangshan, Hebei 063210, China; 3. College of Artificial Intelligence, North China University of Science and Technology, Tangshan, Hebei 063210, China; 4. Hebei Iron & Steel Group Sijiaying Yanshan Iron Mine Co., Ltd., Tangshan, Hebei 063701, China; 5. School of Mechanics and Civil Engineering, China University of Mining and Technology-Beijing, Beijing 100083, China
  • Received:2025-10-23 Accepted:2026-03-04 Online:2026-10-10 Published:2026-10-08
  • Supported by:
    This work was supported by the National Natural Science Foundation of China (52474099, 51804122).

摘要: 岩爆是深部地下工程中的重大地质灾害,精准预警岩爆对保障深部矿山安全至关重要。针对传统声发射监测假设单一信号对应单一破裂事件,造成声发射信号参数计算失真、破裂模式误判及岩石破裂关键前兆特征被掩盖等问题,本研究提出一种基于声发射声谱分析的多破裂事件信号识别方法。通过开展花岗岩岩爆模拟试验,采集声发射信号数据。采用短时傅里叶变换(short-time Fourier transform,简称STFT)与谷值射线定界法(valley ray demarcation,简称VRD)构建声谱分析模型,进行多破裂事件识别与参数计算。研究结果表明,该方法可有效识别单一声发射信号中叠加的多个破裂事件,精准捕捉岩爆前兆特征。在岩爆前兆阶段各过渡时刻,检测到绝对能量量级较高的低频高能事件;同时,发现岩石灾变前存在中频段信号和低频低能信号零星出现的临界特征,为岩爆预警提供新思路。

关键词: 岩爆, 声发射, 声谱分析, 多破裂子事件, 前兆特征

Abstract: Rockbursts represent a formidable geological disaster in deep underground engineering endeavors, and their precise prediction is of paramount importance for safeguarding the security of deep mining activities. To overcome the constraints inherent in conventional acoustic emission (AE) monitoring, which assumes that a solitary AE signal corresponds to an individual fracture incident—a premise that often results in inaccuracies in parameter calculation, misidentification of fracture mode, and concealment of pivotal precursor characteristics of rock fracture—this study introduces an innovative methodology for discerning multiple fracture events grounded in AE spectral analysis. Rockburst simulation experiments were conducted on granite specimens to amass AE signal data. A spectral analysis model was subsequently formulated, employing short-time Fourier transform (STFT) alongside valley ray demarcation (VRD) techniques to identify multiple fracture events and execute parameter computations. The findings reveal that this approach effectively distinguishes multiple fracture events within a singular AE signal and precisely captures the precursor features of rockbursts. During the transitional periods of the rockburst precursor phase, low-frequency, high-energy events with relatively elevated absolute energy magnitudes were discerned; concurrently, critical features marked by sporadic mid-frequency signals and low-frequency, low-energy signals were observed preceding rock failure, thereby offering novel perspectives for rockburst prediction.

Key words: rockburst, acoustic emission (AE), spectral analysis, multiple fracture sub-events, precursor features

中图分类号: TU 456
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